Financial Markets Regulation Workshop October 2024

A two-hour workshop providing an overview of New Zealand’s financial markets regulatory environment, highlighting recent changes.

Who should attend this workshop?

  • Participants in New Zealand financial markets, seeking up-to-date information about New Zealand’s financial markets regulation
  • NZFMA accredited individuals
  • Employees of NZFMA member organisations who intend to pursue NZFMA Accreditation

CONTENT:

  • Development of New Zealand’s financial markets regulation
    • Key New Zealand financial markets events and regulatory responses
  • Managing change in a changing regulatory environment
  • Key regulatory obligations
    • Overview of New Zealand’s current financial markets regulatory environment
    • Key New Zealand financial markets regulators - their roles and expectations
    • Key legislation, including key aspects of the Financial Markets Conduct Act
  • Overview of financial market industry codes of conduct, conventions and guidance documents

DETAILS:

Venues:

Auckland (29 October 2024):

Buddle Findlay, HSBC Tower,
Level 18, 188 Quay Street


Wellington (31 October 2024):

Buddle Findlay, Aon Centre,
Level 17, 1 Willis Street

Cost:

Free for all attendees

Facilitators:

Emma Geard, Senior Associate,
Buddle Findlay

Will Hunnam, Senior Associate,
Buddle Findlay

To Register:

Registration Form

Data Summary

RATES as at 21/11/2024
2pm NZDFIX
0.58805
TWI
69.5
Delayed Data

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Financial Markets Regulation Workshop October 2024

A two-hour workshop providing an overview of New Zealand’s financial markets regulatory environment, highlighting recent changes.

Who should attend this workshop?

CONTENT:

  • Development of New Zealand’s financial markets regulation
    • Key New Zealand financial markets events and regulatory responses
  • Managing change in a changing regulatory environment
  • Key regulatory obligations
    • Overview of New Zealand’s current financial markets regulatory environment
    • Key New Zealand financial markets regulators - their roles and expectations
    • Key legislation, including key aspects of the Financial Markets Conduct Act
  • Overview of financial market industry codes of conduct, conventions and guidance documents

DETAILS:

Venues:

Auckland (29 October 2024):

Buddle Findlay, HSBC Tower,
Level 18, 188 Quay Street


Wellington (31 October 2024):

Buddle Findlay, Aon Centre,
Level 17, 1 Willis Street

Cost:

Free for all attendees

Facilitators:

Emma Geard, Senior Associate,
Buddle Findlay

Will Hunnam, Senior Associate,
Buddle Findlay

To Register:

Registration Form
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