Financial Markets Regulation Workshop October 2024
A two-hour workshop providing an overview of New Zealand’s financial markets regulatory environment, highlighting recent changes.
Who should attend this workshop?
- Participants in New Zealand financial markets, seeking up-to-date information about New Zealand’s financial markets regulation
- NZFMA accredited individuals
- Employees of NZFMA member organisations who intend to pursue NZFMA Accreditation
CONTENT:
- Development of New Zealand’s financial markets regulation
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- Key New Zealand financial markets events and regulatory responses
- Managing change in a changing regulatory environment
- Key regulatory obligations
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- Overview of New Zealand’s current financial markets regulatory environment
- Key New Zealand financial markets regulators - their roles and expectations
- Key legislation, including key aspects of the Financial Markets Conduct Act
- Overview of financial market industry codes of conduct, conventions and guidance documents
DETAILS:
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Venues: |
Auckland (29 October 2024): Buddle Findlay, HSBC Tower,
Wellington (31 October 2024): Buddle Findlay, Aon Centre,
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Cost: |
Free for all attendees |
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Facilitators: |
Emma Geard, Senior Associate,
Will Hunnam, Senior Associate,
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To Register: |
Registration Form |
Data Summary
RATES as at
15/10/2024
2pm NZDFIX
0.60915
TWI
70.3
Delayed Data
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